Financial Services Investigation, Enforcement and White-Collar Criminal Litigation

Overview

Our Financial Services Investigation, Enforcement, and White-Collar Criminal Litigation practice caters to clients embroiled in the complex and high-stakes world of financial regulation and criminal law. This area of our practice is dedicated to navigating the intricate legal frameworks that govern financial markets, offering robust defense strategies to individuals and corporations facing investigations, enforcement actions, and litigation.
 

We specialize in a broad spectrum of financial crimes and regulatory issues, including securities fraud, embezzlement, bribery and corruption, insider trading, money laundering, market manipulation, violations of the Foreign Corrupt Practices Act (FCPA), and other financial crimes. Our seasoned attorneys combine deep legal insight with a nuanced understanding of the financial sector, enabling us to provide comprehensive legal representation tailored to the specifics of each case.

In addition to representing clients in enforcement proceedings brought by regulatory bodies such as the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and the Department of Justice (DOJ), our team is adept at conducting internal investigations to identify and mitigate potential legal and regulatory issues before they escalate. By prioritizing discretion, diligence, and a detailed understanding of our clients’ objectives, our Financial Services Investigation, Enforcement, and White-Collar Criminal Litigation practice stands as a pillar of support for those facing the complexities of the financial legal landscape.

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